Compliance & Training

Our regular compliance checks are designed to help ensure our staff and organisation conforms to the regulations and standards set within by FCA.

Call compliance and regulatory training focus on the many aspects of regulatory compliance, and reflect FCA priorities under the new regulatory regime.

Training helps develop deep knowledge of the impact and purpose of regulation and the steps required to satisfy the regulator’s demands and expectations.

With the FCA rules and regulations continually developing it is vital that our staff keep up to date with the regulations which directly impact their role.

The regular compliance and regulatory checks also develop the disciplines and awareness that help to maintain our efficient and successful business.